PRACTICE TESTS

CertT sample practice questions

1.Non-compliance penalties for Sarbanes-Oxley are focused on the:

A.

B.

C.

D.

2. A key requirement of European Market Infrastructure Regulation is that:

A.

B.

C.

D.

3. When compared to other divisions, operational risk experienced in treasury is considered:

A.

B.

C.

D.

4. Which of the following is an unrewarded risk?

A.

B.

C.

D.

5. Which of the following most accurately describes risk and uncertainty?

A.

B.

C.

D.

6. Which of the following is a downside of using variance-covariance methodology for Value at Risk (VaR)?

A.

B.

C.

D.

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